Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-015690
Date:2021-02-28
Issuer: APTIV PLC (APTV)
Original Submission Date:

Reporting Person:

SHERBIN DAVID M
5725 INNOVATION DRIVE
TROY, MI 48098

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
ORDINARY SHARES 2021-02-28 X 281 a $0.00 87,991 direct
ORDINARY SHARES 2021-02-28 D 586 d $0.00 87,405 direct
ORDINARY SHARES 2021-02-28 F 6,882 d $149.84 80,523 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
DIVIDEND EQUIVALENT RIGHT 0.0 2021-02-28 deemed execution date X 281 (d) ordinary shares 281 $0.00 165 direct
Footnotes
IDfootnote
f1 settlement of dividend equivalent rights in connection with the vesting of restricted stock units. the rights accrued when and as dividends were paid on the issuer's ordinary shares and vested proportionately with the restricted stock unit to which they related. each dividend equivalent right is the economic equivalent of one ordinary share.
f2 disposal of ordinary shares back to the issuer with respect to below-target performance during the 2018-2020 performance period.
f3 shares withheld to pay tax liabilities incident to the vesting of restricted stock units and settlement of dividend equivalent rights.
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