Form Type: 4

SEC EDGAR Link
Accession Number:0001299383-21-000003
Date:2021-03-01
Issuer: ALBANY INTERNATIONAL CORP /DE/ (AIN)
Original Submission Date:

Reporting Person:

GAUG JOSEPH M
C/O ALBANY INTERNATIONAL CORP.
216 AIRPORT DRIVE ROCHESTER, NH 03867

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-03-01 M 358 a $0.00 358 f1 direct
CLASS A COMMON STOCK 2021-03-01 D 358 d $74.22 0 f1 direct
CLASS A COMMON STOCK 2021-03-01 M 324 a $0.00 324 f1 direct
CLASS A COMMON STOCK 2021-03-01 D 324 d $74.22 0 f1 direct
CLASS A COMMON STOCK 2021-03-01 M 438 a $0.00 438 f1 direct
CLASS A COMMON STOCK 2021-03-01 D 438 d $74.22 0 f1 direct
CLASS A COMMON STOCK 2021-03-01 M 461 a $0.00 461 f1 direct
CLASS A COMMON STOCK 2021-03-01 D 461 d $74.22 0 f1 direct
CLASS A COMMON STOCK 2021-03-01 M 463 a $0.00 463 f1 direct
CLASS A COMMON STOCK 2021-03-01 D 463 d $74.22 0 f1 direct
CLASS A COMMON STOCK 2021-03-01 0 $0.00 1,118 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
PHANTOM STOCK UNITS 0.0 2021-03-01 deemed execution date M 358 (d) 2017-03-01 class a common stock 358 $0.00 0 direct
PHANTOM STOCK UNITS 0.0 2021-03-01 deemed execution date M 324 (d) 2018-03-01 class a common stock 648 $0.00 324 direct
PHANTOM STOCK UNITS 0.0 2021-03-01 deemed execution date M 438 (d) 2019-03-01 class a common stock 1,317 $0.00 879 direct
PHANTOM STOCK UNITS 0.0 2021-03-01 deemed execution date M 461 (d) 2020-03-01 class a common stock 1,845 $0.00 1,384 direct
PHANTOM STOCK UNITS 0.0 2021-03-01 deemed execution date M 463 (d) 2021-03-01 class a common stock 2,315 $0.00 1,852 direct
Footnotes
IDfootnote
f1 deemed acquisition and disposition to the issuer of shares of stock underlying phantom stock units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). no shares were actually issued to the reporting person, nor did the reporting person dispose of any shares.
f2 phantom stock units granted on february 23, 2017 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting.
f3 358 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2017.
f4 phantom stock units granted on february 22, 2018 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting.
f5 324 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2018.
f6 phantom stock units granted on february 21, 2019 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting.
f7 438 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2019.
f8 phantom stock units granted on february 20, 2020 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting.
f9 461 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2020.
f10 phantom stock units granted on february 18, 2021 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting.
f11 463 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2021.
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