Accession Number: | 0001299383-21-000003 |
Date: | 2021-03-01 |
Issuer: | ALBANY INTERNATIONAL CORP /DE/ (AIN) |
Original Submission Date: |
GAUG JOSEPH M
C/O ALBANY INTERNATIONAL CORP.
216 AIRPORT DRIVE
ROCHESTER, NH 03867
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
CLASS A COMMON STOCK | 2021-03-01 | M | 358 | a | $0.00 | 358 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | D | 358 | d | $74.22 | 0 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | M | 324 | a | $0.00 | 324 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | D | 324 | d | $74.22 | 0 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | M | 438 | a | $0.00 | 438 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | D | 438 | d | $74.22 | 0 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | M | 461 | a | $0.00 | 461 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | D | 461 | d | $74.22 | 0 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | M | 463 | a | $0.00 | 463 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | D | 463 | d | $74.22 | 0 f1 | direct | ||
CLASS A COMMON STOCK | 2021-03-01 | 0 | $0.00 | 1,118 | indirect |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM STOCK UNITS | 0.0 | 2021-03-01 | deemed execution date | M | 358 (d) | 2017-03-01 | class a common stock 358 | $0.00 | 0 | direct | ||
PHANTOM STOCK UNITS | 0.0 | 2021-03-01 | deemed execution date | M | 324 (d) | 2018-03-01 | class a common stock 648 | $0.00 | 324 | direct | ||
PHANTOM STOCK UNITS | 0.0 | 2021-03-01 | deemed execution date | M | 438 (d) | 2019-03-01 | class a common stock 1,317 | $0.00 | 879 | direct | ||
PHANTOM STOCK UNITS | 0.0 | 2021-03-01 | deemed execution date | M | 461 (d) | 2020-03-01 | class a common stock 1,845 | $0.00 | 1,384 | direct | ||
PHANTOM STOCK UNITS | 0.0 | 2021-03-01 | deemed execution date | M | 463 (d) | 2021-03-01 | class a common stock 2,315 | $0.00 | 1,852 | direct |
ID | footnote |
---|---|
f1 | deemed acquisition and disposition to the issuer of shares of stock underlying phantom stock units upon automatic vesting and cash settlement of such units (see footnotes 2, 4, 6, 8 and 10). no shares were actually issued to the reporting person, nor did the reporting person dispose of any shares. |
f2 | phantom stock units granted on february 23, 2017 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting. |
f3 | 358 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2017. |
f4 | phantom stock units granted on february 22, 2018 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting. |
f5 | 324 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2018. |
f6 | phantom stock units granted on february 21, 2019 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting. |
f7 | 438 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2019. |
f8 | phantom stock units granted on february 20, 2020 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting. |
f9 | 461 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2020. |
f10 | phantom stock units granted on february 18, 2021 pursuant to the phantom stock plan. each phantom stock unit entitles the holder to receive the cash equivalent of one share of class a common stock at the time of vesting. |
f11 | 463 phantom stock units will be settled and payable each year on or about march 1, beginning march 1, 2021. |