Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-015846
Date:2021-02-26
Issuer: SURMODICS INC (SRDX)
Original Submission Date:

Reporting Person:

KNIGHT SUSAN E
9154 BRECKENRIDGE LANE
EDEN PRAIRIE, MN 55437

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-26 M 5,576 a $21.31 34,290 direct
COMMON STOCK 2021-02-26 S 5,576 d $52.36 28,714 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 21.31 2021-02-26 deemed execution date M 5,576 (d) 2021-12-03 common stock 5,576 $21.31 0 direct
Footnotes
IDfootnote
f1 reflects the weighted average price of 5,576 shares of common stock of surmodics, inc. sold by the reporting person in multiple transactions on february 26, 2021 with sale prices ranging from $51.93 to $52.69 per share. the reporting person undertakes to provide upon request by the u.s. securities and exchange commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
f2 the amount beneficially owned includes 11,721 restricted stock units (rsus) that vest on service-based vesting dates that will be settled in shares of the issuer's common stock on a 1 for 1 basis when the reporting person's service as a director ends.
f3 fully vested.

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