Form Type: 4

SEC EDGAR Link
Accession Number:0000905718-21-000357
Date:2021-02-27
Issuer: ALBERTSONS COMPANIES, INC. (ACI)
Original Submission Date:

Reporting Person:

SCHOTTENSTEIN JAY L
C/O ALBERTSONS COMPANIES, INC.
250 PARKCENTER BLVD. BOISE, ID 83706

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK, PAR VALUE $0.01 2021-02-27 M 9,552 a $0.00 9,552 direct
CLASS A COMMON STOCK, PAR VALUE $0.01 2021-02-27 0 $0.00 58,128,752 indirect f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNIT 0.0 2021-02-27 deemed execution date M 9,552 (d) class a common stock, par value $0.01 9,552 $0.00 0 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contractual right to receive one share of class a common stock of albertsons companies, inc. the awards vested in full on february 27, 2021.
f2 jubilee abs holding llc ("jubilee") and/or one or more of its affiliates have entered into a stockholders agreement, dated june 25, 2020 (the "stockholders agreement"), among the issuer and certain holders of company class a common stock (together with jubilee, the "sponsors"). pursuant to the stockholders agreement, the sponsors have agreed to act in concert and vote together on certain matters relating to the company. as a result, the sponsors in the aggregate may be deemed to beneficially own more than 10% of the outstanding shares of company class a common stock. jay l. schottenstein (the "reporting person") may be deemed the indirect beneficial owner of the shares held by jubilee through his indirect interest in jubilee. however, the reporting person and his affiliates do not have a pecuniary interest in the securities of the company held by the other sponsors.
f3 the securities reported herein are held by one or more funds and/or accounts managed by the reporting person. the reporting person expressly disclaims beneficial ownership of the reported shares except to the extent of his pecuniary interest therein.
WhaleWisdom Logo

Elevate your investments