Form Type: 4

SEC EDGAR Link
Accession Number:0001321646-21-000058
Date:2021-03-01
Issuer: KRATON CORP (KRA)
Original Submission Date:

Reporting Person:

ATANASOV ATANAS H
C/O KRATON CORPORATION
15710 JOHN F. KENNEDY BLVD., SUITE 300 HOUSTON, TX 77032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-01 A 11,302 a $0.00 65,501 direct
COMMON STOCK 2021-03-02 F 5,780 d $39.19 59,721 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the award shall vest in three equal annual installments beginning on march 1, 2022, subject to the reporting person being continuously employed by the issuer through each applicable vesting date.
f2 represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 14,688 restricted stock units, the first annual installment of the award granted to the reporting person on march 2, 2020.
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