Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-009153
Date:2021-03-01
Issuer: EQUITY RESIDENTIAL (EQR)
Original Submission Date:

Reporting Person:

ZELL SAMUEL
TWO NORTH RIVERSIDE PLAZA, SUITE 600
CHICAGO, IL 60606

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARES OF BENEFICIAL INTEREST 2021-03-01 A 1,882 a $53.13 377,502 direct
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 600 indirect
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 1,206,968 indirect
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 2,730,294 indirect
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 694,344 indirect
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 1,246 indirect
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 1,246 indirect
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 1,246 indirect
COMMON SHARES OF BENEFICIAL INTEREST 0 $0.00 154,480 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents shares acquired through equity residential's employee share purchase plan.
f2 shares reported herein are beneficially owned by the helen zell revocable trust ("hzrt"). mr. zell's spouse, helen zell, is the trustee of hzrt. mr. zell disclaims beneficial ownership of the shares reported as beneficially owned by him except to the extent of any pecuniary interest therein.
f3 shares reported herein are beneficially owned by samstock, l.l.c. ("samstock"). the sole member of samstock is sz investments, l.l.c. ("sz"). the managing member of sz is chai trust company, llc ("chai trust"). mr. zell is not an officer or director of chai trust and does not have voting or dispositive power over such shares. mr. zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
f4 shares reported herein are owned by the samuel zell revocable trust. mr. zell is sole trustee and beneficiary of the samuel zell revocable trust, and, as such, he may be deemed the beneficial owner of the shares reported herein.
f5 represents shares owned by principal trust company, as trustee of the equity residential supplemental executive retirement plan, for the benefit of the reporting person.
f6 shares reported herein are beneficially owned by the sz joann trust ("szjt"), of which chai trust company, llc ("chai trust") is the trustee. mr. zell is not an officer or director of chai trust and does not have voting or dispositive power over such shares. mr. zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
f7 shares reported herein are beneficially owned by the sz kellie trust ("szkt"), of which chai trust company, llc ("chai trust") is the trustee. mr. zell is not an officer or director of chai trust and does not have voting or dispositive power over such shares. mr. zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
f8 shares reported herein are beneficially owned by the sz matthew trust ("szmt"), of which chai trust company, llc ("chai trust") is the trustee. mr. zell is not an officer or director of chai trust and does not have voting or dispositive power over such shares. mr. zell disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
f9 shares reported herein are beneficially owned by the zell family foundation ("foundation"). mr. zell is a director of the foundation; however, mr. zell does not have voting or dispositive power over such shares, or any pecuniary interest therein, and therefore disclaims beneficial ownership of such shares.

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