Form Type: 4

SEC EDGAR Link
Accession Number:0001601712-21-000121
Date:2021-03-01
Issuer: SYNCHRONY FINANCIAL (SYF)
Original Submission Date:

Reporting Person:

QUINDLEN THOMAS M
C/O SYNCHRONY FINANCIAL
777 LONG RIDGE ROAD STAMFORD, CT 06902

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-01 A 25,875 a $40.00 196,022 direct
COMMON STOCK 2021-03-01 F 9,318 d $40.00 186,704 direct
COMMON STOCK 2021-03-01 M 124,307 a $23.00 311,011 direct
COMMON STOCK 2021-03-01 S 124,307 d $39.80 186,704 direct
COMMON STOCK 2021-03-01 S 20,000 d $39.80 166,704 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 23.0 2021-03-01 deemed execution date M 124,307 (d) 2018-07-31 2024-07-31 common stock 124,307 $23.00 0 direct
Footnotes
IDfootnote
f1 represents restricted stock units that will vest in three equal annual installments of 33.33% each, beginning on the first anniversary of the grant date. each restricted stock unit represents a contingent right to receive one share of synchrony financial (the "company") common stock.
f2 reflects the number of shares of company common stock automatically withheld by the company to pay the tax liability of the reporting person in connection with the vesting of restricted stock units. no investment decision was made by the reporting person in connection with the withholding.
f3 this transaction was made pursuant to a rule 10b5-1 trading plan adopted by the reporting person on january 29, 2021.
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