Form Type: 4

SEC EDGAR Link
Accession Number:0001001250-21-000037
Date:2021-03-02
Issuer: ESTEE LAUDER COMPANIES INC (EL)
Original Submission Date:

Reporting Person:

LAUDER RONALD S
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE NEW YORK, NY 10153

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-03-02 C 406,000 a $0.00 406,000 direct
CLASS A COMMON STOCK 2021-03-02 G 36,000 d $0.00 370,000 direct
CLASS A COMMON STOCK 2021-03-02 G 10,000 d $0.00 360,000 direct
CLASS A COMMON STOCK 2021-03-03 S 17,800 d $289.48 342,200 direct
CLASS A COMMON STOCK 2021-03-03 S 58,401 d $290.55 283,799 direct
CLASS A COMMON STOCK 2021-03-03 S 61,005 d $291.36 222,794 direct
CLASS A COMMON STOCK 2021-03-03 S 87,521 d $292.45 135,273 direct
CLASS A COMMON STOCK 2021-03-03 S 56,902 d $293.10 78,371 direct
CLASS A COMMON STOCK 0 $0.00 6,364 f10 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2021-03-02 deemed execution date C 406,000 (d) class a common stock 406,000 $0.00 7,168,846 direct
CLASS B COMMON STOCK 0.0 deemed execution date 0 ( ) class a common stock 6,364 $0.00 6,364 indirect by descendants of rsl 1966 trust
Footnotes
IDfootnote
f1 ronald s. lauder ("rsl") converted shares of class b common stock into an equal number of shares of class a common stock.
f2 there is no exercise or conversion price for the class b common stock. shares of class b common stock (i) may be converted immediately on a one-for-one basis by the holder into shares of class a common stock and (ii) are automatically converted into class a common stock on a one-for-one basis upon transfer to a person or entity that is not a "permitted transferee" (as defined in issuer's restated certificate of incorporation) or soon after a record date for a meeting of stockholders where the outstanding class b common stock constitutes less than 10% of the outstanding shares of common stock of the issuer.
f3 not applicable.
f4 the number of securities reported represents an aggregate number of shares sold in multiple open market transactions over a range of sales prices. the price reported represents the weighted average price. the reporting person undertakes to provide to the staff of the sec, the issuer, or a stockholder of the issuer, upon request, the number of shares sold by the reporting person at each separate price within the range.
f5 sales prices range from $288.93 to $289.91 per share, inclusive.
f6 sales prices range from $289.94 to $290.93 per share, inclusive.
f7 sales prices range from $290.94 to $291.93 per share, inclusive.
f8 sales prices range from $291.94 to $292.93 per share, inclusive.
f9 sales prices range from $292.94 to $293.58 per share, inclusive.
f10 rsl disclaims beneficial ownership of these shares to the extent he does not have a pecuniary interest in such securities.

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