Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-017469
Date:2021-03-01
Issuer: CERUS CORP (CERS)
Original Submission Date:

Reporting Person:

MOORE CAROL
C/O CERUS CORPORATION
1220 CONCORD AVE SUITE 600 CONCORD, CA 94520

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
OPTION (RIGHT TO BUY) 6.52 2021-03-01 deemed execution date A 70,000 (a) 2031-02-28 common stock 70,000 $6.52 70,000 direct
RESTRICTED STOCK UNIT 0.0 2021-03-01 deemed execution date A 35,000 (a) common stock 35,000 $0.00 35,000 direct
Footnotes
IDfootnote
f1 one fourth (1/4th) of the shares subject to the option shall vest on the first anniversary of the date of grant, and one forty-eighth (1/48th) of the shares subject to the option vest monthly thereafter.
f2 not applicable.
f3 each restricted stock unit represents a contingent right to receive one (1) share of cerus common stock.
f4 the restricted stock unit vests in three equal annual installments beginning on march 12, 2022.

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