Accession Number: | 0001209191-21-017541 |
Date: | 2021-03-01 |
Issuer: | ULTRAGENYX PHARMACEUTICAL INC. (RARE) |
Original Submission Date: |
DIER MARDI
C/O ULTRAGENYX PHARMACEUTICAL INC.
60 LEVERONI COURT
NOVATO, CA 94949
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-03-01 | A | 5,500 | a | $0.00 | 45,500 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
STOCK OPTION (RIGHT TO BUY) | 142.47 | 2021-03-01 | deemed execution date | A | 11,000 (a) | 2031-03-01 | common stock 11,000 | $142.47 | 11,000 | direct |
ID | footnote |
---|---|
f1 | award of restricted stock units ("rsus") under the company's 2014 incentive plan. the rsus shall vest with respect to 1/4th of the underlying shares on each anniversary of the grant date, such that the rsus are fully vested on the fourth anniversary of the grant date. |
f2 | includes previously reported shares of common stock underlying rsus granted to the reporting person, which are subject to certain vesting conditions. |
f3 | on the first anniversary of the grant date of the option (the "option anniversary date"), 1/4th of the shares initially subject to the option shall vest; thereafter, 1/48th of the shares initially subject to the option shall vest on each month as measured from the option anniversary date. |