Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-017549
Date:2021-03-01
Issuer: KEROS THERAPEUTICS, INC. (KROS)
Original Submission Date:

Reporting Person:

KNOWLES JULIUS
C/O KEROS THERAPEUTICS, INC.
99 HAYDEN AVENUE, SUITE 120, BUILDING E LEXINGTON, MA 02421

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-01 S 1,608 d $61.33 657,219 indirect f3
COMMON STOCK 2021-03-01 S 1,050 d $61.33 438,584 indirect f4
COMMON STOCK 2021-03-01 S 2,257 d $62.11 654,962 indirect f3
COMMON STOCK 2021-03-01 S 1,473 d $62.11 437,111 indirect f4
COMMON STOCK 2021-03-01 S 1,794 d $63.22 653,168 indirect f3
COMMON STOCK 2021-03-01 S 1,169 d $63.22 435,942 indirect f4
COMMON STOCK 2021-03-01 S 625 d $64.09 652,543 indirect f3
COMMON STOCK 2021-03-01 S 406 d $64.09 435,536 indirect f4
COMMON STOCK 2021-03-01 S 734 d $65.29 651,809 indirect f3
COMMON STOCK 2021-03-01 S 479 d $65.28 435,057 indirect f4
COMMON STOCK 2021-03-01 S 792 d $66.04 651,017 indirect f3
COMMON STOCK 2021-03-01 S 516 d $66.04 434,541 indirect f4
COMMON STOCK 2021-03-01 S 46 d $67.60 650,971 indirect f3
COMMON STOCK 2021-03-01 S 30 d $67.60 434,511 indirect f4
COMMON STOCK 2021-03-02 S 3,644 d $57.93 647,327 indirect f3
COMMON STOCK 2021-03-02 S 2,377 d $57.93 432,134 indirect f4
COMMON STOCK 2021-03-02 S 1,095 d $58.90 646,232 indirect f3
COMMON STOCK 2021-03-02 S 714 d $58.90 431,420 indirect f4
COMMON STOCK 2021-03-02 S 1,052 d $60.05 645,180 indirect f3
COMMON STOCK 2021-03-02 S 686 d $60.05 430,734 indirect f4
COMMON STOCK 2021-03-02 S 554 d $60.61 644,626 indirect f3
COMMON STOCK 2021-03-02 S 361 d $60.61 430,373 indirect f4
COMMON STOCK 2021-03-02 S 138 d $61.90 644,488 indirect f3
COMMON STOCK 2021-03-02 S 90 d $61.90 430,283 indirect f4
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $60.63 to $61.62 inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2), (5), (6), (7), (8), (9), (10), (11), (12), (13) and (14).
f3 the securities are held by partners innovation fund, llc ("pif i"). partners innovation fund, llc ("partners gp i") is the ultimate general partner of pif i. the reporting person, a member of the board of directors of the issuer, is a partner of partners gp i and as a result, may be deemed to share voting and investment power with respect to the shares held by pif i.
f4 the securities are held by partners innovation fund ii, l.p. ("pif ii"). partners innovation fund ii, llc ("partners gp ii") is the ultimate general partner of pif ii. the reporting person, a member of the board of directors of the issuer, is a partner of partners gp ii and as a result, may be deemed to share voting and investment power with respect to the shares held by pif ii.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $61.66 to $62.65 inclusive.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $62.67 to $63.65 inclusive.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $63.70 to $64.52 inclusive.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $64.73 to $65.66 inclusive.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $65.77 to $66.50 inclusive.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $57.38 to $58.36 inclusive.
f11 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $58.39 to $59.37 inclusive.
f12 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $59.42 to $60.40 inclusive.
f13 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $60.42 to $61.00 inclusive.
f14 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $61.70 to $62.00 inclusive.
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