Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-017479
Date:2021-03-01
Issuer: SURFACE ONCOLOGY, INC. (SURF)
Original Submission Date:

Reporting Person:

PALOMBELLA VITO J.
C/O SURFACE ONCOLOGY, INC.
50 HAMPSHIRE STREET, 8TH FLOOR CAMBRIDGE, MA 02139

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 9.02 2021-03-01 deemed execution date A 82,000 (a) 2031-03-01 common stock 82,000 $9.02 82,000 direct
Footnotes
IDfootnote
f1 this option shall become exercisable in equal monthly installments over four years following february 9, 2021, so long as the reporting person remains an employee or other service provider of the company on such dates.
WhaleWisdom Logo

Elevate your investments