Accession Number: | 0001418100-21-000037 |
Date: | 2021-03-03 |
Issuer: | AVAYA HOLDINGS CORP. (AVYA) |
Original Submission Date: |
SUTULA STANLEY J III
C/O AVAYA HOLDINGS CORP.
2605 MERIDIAN PARKWAY, SUITE 200
DURHAM, NC 27713
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK - RESTRICTED STOCK UNITS | 2021-03-03 | A | 8,503 | a | $0.00 | 48,073 | direct | ||
COMMON STOCK, PAR VALUE $0.01 PER SHARE | 2021-03-03 | 0 | $0.00 | 12,847 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | each restricted stock unit (each, an "rsu") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of avaya holdings corp. ("common stock"). these rsus were granted on march 3, 2021 pursuant to the avaya holdings corp. 2019 equity incentive plan (the "eip"). |
f2 | these rsus vested in full on the grant date. distribution of this common stock will be deferred until the earliest to occur of: (x) march 3, 2024, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the eip. |
f3 | these common stock-rsus consist of (i) the 8,503 rsus reported on this form (the "new rsus") and (ii) other rsus previously reported on a form 4 in table i, whose terms are substantially similar to the new rsus. |