Form Type: 4

SEC EDGAR Link
Accession Number:0001418100-21-000037
Date:2021-03-03
Issuer: AVAYA HOLDINGS CORP. (AVYA)
Original Submission Date:

Reporting Person:

SUTULA STANLEY J III
C/O AVAYA HOLDINGS CORP.
2605 MERIDIAN PARKWAY, SUITE 200 DURHAM, NC 27713

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK - RESTRICTED STOCK UNITS 2021-03-03 A 8,503 a $0.00 48,073 direct
COMMON STOCK, PAR VALUE $0.01 PER SHARE 2021-03-03 0 $0.00 12,847 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 each restricted stock unit (each, an "rsu") represents a contingent right to receive, at vesting, one share of common stock, par value $0.01 per share, of avaya holdings corp. ("common stock"). these rsus were granted on march 3, 2021 pursuant to the avaya holdings corp. 2019 equity incentive plan (the "eip").
f2 these rsus vested in full on the grant date. distribution of this common stock will be deferred until the earliest to occur of: (x) march 3, 2024, (y) the recipient's separation of service from the registrant and (z) a "change in control" of the registrant, as defined in the eip.
f3 these common stock-rsus consist of (i) the 8,503 rsus reported on this form (the "new rsus") and (ii) other rsus previously reported on a form 4 in table i, whose terms are substantially similar to the new rsus.
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