Form Type: 4

SEC EDGAR Link
Accession Number:0001321646-21-000080
Date:2021-03-04
Issuer: KRATON CORP (KRA)
Original Submission Date:

Reporting Person:

JUNG HOLGER R.
C/O KRATON CORPORATION
15710 JOHN F. KENNEDY BLVD., SUITE 300 HOUSTON, TX 77032

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-04 M 1,739 a $0.00 74,564 direct
COMMON STOCK 2021-03-04 F 685 d $36.72 73,879 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-03-04 deemed execution date M 1,739 (d) common stock 1,739 $0.00 1,739 direct
Footnotes
IDfootnote
f1 represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,739 restricted stock units, the second annual installment of the award granted to the reporting person on march 4, 2019.
f2 each restricted stock unit represents the right to receive one share of kra common stock.
f3 the 1,739 restricted sock units represent the second annual installment of the award granted on march 4, 2019. the vested shares were delivered to the reporting person upon vest.
WhaleWisdom Logo

Elevate your investments