Accession Number: | 0001321646-21-000080 |
Date: | 2021-03-04 |
Issuer: | KRATON CORP (KRA) |
Original Submission Date: |
JUNG HOLGER R.
C/O KRATON CORPORATION
15710 JOHN F. KENNEDY BLVD., SUITE 300
HOUSTON, TX 77032
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-03-04 | M | 1,739 | a | $0.00 | 74,564 | direct | ||
COMMON STOCK | 2021-03-04 | F | 685 | d | $36.72 | 73,879 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-03-04 | deemed execution date | M | 1,739 (d) | common stock 1,739 | $0.00 | 1,739 | direct |
ID | footnote |
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f1 | represents shares withheld by the issuer to satisfy tax withholding obligations in connection with the vesting of 1,739 restricted stock units, the second annual installment of the award granted to the reporting person on march 4, 2019. |
f2 | each restricted stock unit represents the right to receive one share of kra common stock. |
f3 | the 1,739 restricted sock units represent the second annual installment of the award granted on march 4, 2019. the vested shares were delivered to the reporting person upon vest. |