Form Type: 4

SEC EDGAR Link
Accession Number:0001171843-21-001579
Date:2021-03-03
Issuer: SP PLUS CORP (SP)
Original Submission Date:

Reporting Person:

BAUMANN G MARC
C/O SP PLUS CORPORATION
200 E. RANDOLPH STREET, SUITE 7700 CHICAGO, IL 60601

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-03 A 47,130 a $0.00 152,917 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents 47,130 restricted stock units granted pursuant to a rule 16b-3 plan to the reporting person that vest on december 31, 2023.
f2 includes 70,036 restricted stock units of which 22,906 were previously granted to the reporting person.
f3 the reporting person holds the shares in an account with his spouse as joint tenants with rights of survivorship.

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