Form Type: 4

SEC EDGAR Link
Accession Number:0001243716-21-000008
Date:2021-03-03
Issuer: SYSTEMAX INC (SYX)
Original Submission Date:

Reporting Person:

DOOLEY ROBERT
C/O SYSTEMAX INC.
11 HARBOR PARK DRIVE PORT WASHINGTON, NY 11050

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-03 M 412 a $6.65 91,610 direct
COMMON STOCK 2021-03-03 S 412 d $37.32 91,198 direct
COMMON STOCK 2021-03-05 M 5,000 a $6.65 96,198 direct
COMMON STOCK 2021-03-05 S 5,000 d $35.15 91,198 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 6.65 2021-03-03 deemed execution date M 412 (d) 2026-12-14 common stock 412 $6.65 37,088 direct
EMPLOYEE STOCK OPTION (RIGHT TO BUY) 6.65 2021-03-05 deemed execution date M 5,000 (d) 2026-12-14 common stock 5,000 $6.65 32,088 direct
Footnotes
IDfootnote
f1 this transaction was executed in multiple trades at prices ranging from $37.32 to $37.33. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f2 this transaction was executed in multiple trades at prices ranging from $34.85 to $35.55. the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
f3 the amount of non-derivative securities beneficially owned following the reported transactions is 91,198, which includes 5,000 unvested restricted stock units that were granted on march 1, 2012 and 86,198 shares of common stock.
f4 the employee stock option (right to buy) granted on december 14, 2016 have a four year vesting schedule with 25% vesting on the first, second, third and fourth anniversary dates of the grant date.

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