Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-018384
Date:2021-03-03
Issuer: MARCUS & MILLICHAP, INC. (MMI)
Original Submission Date:

Reporting Person:

PHOENIX INVESTMENTS HOLDINGS LLC
777 S. CALIFORNIA AVENUE
PALO ALTO, CA 94303

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-03 S 10,607 d $37.52 14,733,098 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the range of prices for the shares of common stock is from $37.46 to $37.62. the reporting person undertakes that it will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.

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