Form Type: 4

SEC EDGAR Link
Accession Number:0001142495-21-000022
Date:2021-03-03
Issuer: JMP GROUP LLC (JMP)
Original Submission Date:

Reporting Person:

WEDBUSH SECURITIES INC
1000 WILSHIRE BLVD., SUITE 900
ATTN: COMPLIANCE DEPT. LOS ANGELES, CA 90017

Reporting Person:

WEDBUSH CAPITAL, INC.
1000 WILSHIRE BLVD
LOS ANGELES, CA 90017

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
SHARES REPRESENTING LIMITED LIABILITY COMPANY INTERESTS IN J 2021-03-03 P 152 a $5.62 2,077,902 direct
SHARES REPRESENTING LIMITED LIABILITY COMPANY INTERESTS IN J 2021-03-04 P 3,298 a $5.34 2,081,200 direct
SHARES REPRESENTING LIMITED LIABILITY COMPANY INTERESTS IN J 2021-03-03 P 152 a $5.62 2,077,902 indirect f2,f3
SHARES REPRESENTING LIMITED LIABILITY COMPANY INTERESTS IN J 2021-03-04 P 3,298 a $5.34 2,081,200 indirect f2,f3
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 securities listed in table i intended as passive investment.
f2 this form 4 is being filed by the undersigned. wedbush securities inc. directly holds the securities of the issuer. wedbush capital may be deemed to have beneficial ownership of such shares as the sole equityholder of wedbush securities inc. in accordance with instruction 4 b iv to form 4, the entire amount of the issuer securities held by wedbush securities inc. is reported herein.
f3 for purposes of section 16, each reporting person disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein, if any, and this report shall not be deemed an admission that such reporting person is the beneficial owner of such securities or otherwise.

Elevate your investments