Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-018386
Date:2021-03-03
Issuer: MARCUS & MILLICHAP, INC. (MMI)
Original Submission Date:

Reporting Person:

MARCUS GEORGE M
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO, SUITE 400 CALABASAS, CA 91302

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-03 S 10,607 d $37.52 14,733,098 indirect f2
COMMON STOCK 0 $0.00 22,566 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the range of prices for the shares of common stock is from $37.46 to $37.62. the reporting person undertakes that he will provide, upon request by the staff of the u.s. securities and exchange commission, full information regarding the number of securities sold at each separate price.
f2 mr. marcus is the sole member and manager of ionian investments manager llc, which is the non-member manager of phoenix, and beneficially owns 98.9% of its membership interests. mr. marcus has voting and investment power with respect to the shares held by phoenix. mr. marcus disclaims beneficial ownership of shares held by phoenix except to the extent of his pecuniary interest therein.

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