Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-018405
Date:2021-03-03
Issuer: ALLAKOS INC. (ALLK)
Original Submission Date:

Reporting Person:

MORE ROBERT J
FOUR EMBARCADERO CENTER
SUITE 2100 SAN FRANCISCO, CA 94111

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-03 S 400 d $110.89 32,154 direct
COMMON STOCK 2021-03-03 S 1,900 d $111.62 30,254 direct
COMMON STOCK 2021-03-03 S 300 d $112.59 29,954 direct
COMMON STOCK 2021-03-03 S 400 d $113.75 29,554 direct
COMMON STOCK 2021-03-03 S 1,878 d $115.22 27,676 direct
COMMON STOCK 2021-03-04 S 1,100 d $108.36 26,576 direct
COMMON STOCK 2021-03-04 S 2,796 d $109.72 23,780 direct
COMMON STOCK 2021-03-04 S 1,810 d $110.63 21,970 direct
COMMON STOCK 2021-03-04 S 3,280 d $111.92 18,690 direct
COMMON STOCK 2021-03-04 S 5,914 d $113.03 12,776 direct
COMMON STOCK 2021-03-04 S 100 d $114.14 12,676 direct
COMMON STOCK 2021-03-05 S 2,600 d $115.83 10,076 direct
COMMON STOCK 2021-03-05 S 3,871 d $116.63 6,205 direct
COMMON STOCK 2021-03-05 S 1,700 d $117.62 4,505 direct
COMMON STOCK 2021-03-05 S 1,300 d $118.85 3,205 direct
COMMON STOCK 2021-03-05 S 1,600 d $119.70 1,605 direct
COMMON STOCK 2021-03-05 S 1,000 d $120.83 605 direct
COMMON STOCK 2021-03-05 S 605 d $121.65 0 direct
COMMON STOCK 0 $0.00 2,071,147 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 reflects a distribution in kind effected by alta partners nextgen fund i l.p. ("apng i") subsequent to the reporting person's most recent section 16 report, which distribution was not required to be reported pursuant to section 16.
f2 these shares are directly held by apng i. alta partners nextgen fund i management, llc ("apng i management") is the general partner of apng i. the reporting person is one of three managing directors of apng i management and, as such, has voting and investment control with respect to the shares held by apng i. the reporting person disclaims beneficial ownership of all shares held by apng i, except to the extent of his pecuniary interest therein.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $110.24 - $111.12, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f4 shares held prior to the reported transaction consisted of 32,554 shares received in a pro rata distribution from apng i subsequent to the reporting person's most recent section 16 report, which distribution was not required to be reported pursuant to section 16.
f5 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $111.265 - $112.24, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f6 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $112.30 - $112.78, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f7 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $113.38 - $114.28, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f8 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $115.005 - $115.55, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f9 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $108.09 - $108.81, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f10 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $109.09 - $110.08, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f11 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $110.14 - $111.09, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f12 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $111.43 - $112.40, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f13 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $112.54 - $113.44, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f14 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $115.25 - $116.23, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f15 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $116.25 - $117.10, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f16 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $117.27 - $118.18, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f17 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $118.27 - $119.25, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f18 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $119.29 - $120.22, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f19 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $120.53 - $121.38, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.
f20 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $121.60 - $122.02, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this form 4.

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