Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-009605
Date:2021-03-04
Issuer: UMB FINANCIAL CORP (UMBF)
Original Submission Date:

Reporting Person:

RINE JAMES D
1010 GRAND BLVD.
KANSAS CITY, MO 64106

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-04 M 900 a $39.97 19,976 direct
COMMON STOCK 2021-03-04 S 100 d $90.06 19,876 direct
COMMON STOCK 2021-03-04 S 200 d $90.12 19,676 direct
COMMON STOCK 2021-03-04 S 100 d $90.27 19,576 direct
COMMON STOCK 2021-03-04 S 100 d $90.47 19,476 direct
COMMON STOCK 2021-03-04 S 100 d $90.51 19,376 direct
COMMON STOCK 2021-03-04 S 300 d $90.58 19,076 direct
COMMON STOCK 2021-03-05 M 2,746 a $39.97 21,822 direct
COMMON STOCK 2021-03-05 M 3,198 a $45.58 25,020 direct
COMMON STOCK 2021-03-05 M 2,573 a $57.40 27,593 direct
COMMON STOCK 2021-03-05 M 2,579 a $51.42 30,172 direct
COMMON STOCK 2021-03-05 M 2,921 a $47.68 33,093 direct
COMMON STOCK 2021-03-05 M 2,446 a $75.25 35,539 direct
COMMON STOCK 2021-03-05 S 500 d $90.00 35,039 direct
COMMON STOCK 2021-03-05 S 145 d $90.01 34,894 direct
COMMON STOCK 2021-03-05 S 300 d $90.05 34,594 direct
COMMON STOCK 2021-03-05 S 100 d $90.06 34,494 direct
COMMON STOCK 2021-03-05 S 200 d $90.06 34,294 direct
COMMON STOCK 2021-03-05 S 290 d $90.07 34,004 direct
COMMON STOCK 2021-03-05 S 10 d $90.09 33,994 direct
COMMON STOCK 2021-03-05 S 100 d $90.10 33,894 direct
COMMON STOCK 2021-03-05 S 200 d $90.11 33,694 direct
COMMON STOCK 2021-03-05 S 175 d $90.12 33,519 direct
COMMON STOCK 2021-03-05 S 100 d $90.14 33,419 direct
COMMON STOCK 2021-03-05 S 442 d $90.15 32,977 direct
COMMON STOCK 2021-03-05 S 400 d $90.16 32,577 direct
COMMON STOCK 2021-03-05 S 400 d $90.17 32,177 direct
COMMON STOCK 2021-03-05 S 100 d $90.18 32,077 direct
COMMON STOCK 2021-03-05 S 200 d $90.19 31,877 direct
COMMON STOCK 0 $0.00 1,309 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 39.97 2021-03-04 deemed execution date M 900 (d) 2015-01-01 2022-01-01 common stock 900 $39.97 2,746 direct
STOCK OPTION (RIGHT TO BUY) 39.97 2021-03-05 deemed execution date M 2,746 (d) 2015-01-01 2022-01-01 common stock 2,746 $39.97 0 direct
STOCK OPTION (RIGHT TO BUY) 45.58 2021-03-05 deemed execution date M 3,198 (d) 2016-01-01 2023-01-01 common stock 3,198 $45.58 0 direct
STOCK OPTION (RIGHT TO BUY) 57.4 2021-03-05 deemed execution date M 2,573 (d) 2017-01-01 2024-01-01 common stock 2,573 $57.40 0 direct
STOCK OPTION (RIGHT TO BUY) 51.42 2021-03-05 deemed execution date M 2,579 (d) 2018-02-11 2025-02-11 common stock 2,579 $51.42 0 direct
STOCK OPTION (RIGHT TO BUY) 47.68 2021-03-05 deemed execution date M 2,921 (d) 2018-02-05 2026-02-05 common stock 2,921 $47.68 0 direct
STOCK OPTION (RIGHT TO BUY) 75.25 2021-03-05 deemed execution date M 2,446 (d) 2019-02-02 2027-02-02 common stock 2,446 $75.25 0 direct
Footnotes
IDfootnote
f1 reflects esop allocations and dispositions that have occurred since the date of the reporting person's last ownership report.
f2 options vest 50% on 1/1/2017, 75% on 1/1/2018, and 100% on 1/1/2019.
f3 options vest 50% on 2/11/2018, 75% on 2/11/2019, and 75% on 2/11/2020.
f4 options vest 50% on 2/5/2018, 75% on 2/5/2019, and 100% on 2/5/2020.
f5 options will vest 50% on 2/2/19, 75% on 2/2/20, and 100% on 2/2/21.

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