Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-010221
Date:2021-03-03
Issuer: BERKELEY LIGHTS, INC. (BLI)
Original Submission Date:

Reporting Person:

MARKS MICHAEL E
5858 HORTON STREET, SUITE 320
EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-03 S 1,235 d $61.26 1,272,907 indirect f2
COMMON STOCK 2021-03-03 S 505 d $62.22 1,272,402 indirect f2
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $61.00 to $61.77. the reporting person undertakes to provide berkeley lights, inc. (the "company"), any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f2 as trustee of the marks family trust (the "trust"), mr. marks may be deemed to beneficially own the shares held by the trust. mr. marks disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein.
f3 the price reported in column 4 is a weighted-average price. these shares were sold in multiple transactions at prices ranging from $62.12 to $62.25. the reporting person undertakes to provide the company, any security holder of the company, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

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