Form Type: 4

SEC EDGAR Link
Accession Number:0001659154-21-000014
Date:2021-03-03
Issuer: FEDERAL SIGNAL CORP /DE/ (FSS)
Original Submission Date:

Reporting Person:

SHERMAN JENNIFER L
1415 W. 22ND STREET
SUITE 1100 OAK BROOK, IL 60523

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-03 A 72,471 a $0.00 409,034 direct
COMMON STOCK 2021-03-03 F 32,098 d $37.98 376,936 direct
COMMON STOCK 2021-03-03 M 68,681 a $5.50 445,617 direct
COMMON STOCK 2021-03-03 S 68,681 d $38.18 376,936 direct
COMMON STOCK 2021-03-03 M 44,078 a $8.40 421,014 direct
COMMON STOCK 2021-03-03 S 44,078 d $38.18 376,936 direct
COMMON STOCK 2021-03-04 M 6,478 a $8.40 383,414 direct
COMMON STOCK 2021-03-04 S 6,478 d $37.59 376,936 direct
COMMON STOCK 2021-03-04 M 118,485 a $12.66 495,421 direct
COMMON STOCK 2021-03-04 S 49,460 d $37.59 445,961 direct
COMMON STOCK 2021-03-04 S 69,025 d $36.89 376,936 direct
COMMON STOCK 2021-03-05 M 33,031 a $14.48 409,967 direct
COMMON STOCK 2021-03-05 S 33,031 d $36.62 376,936 direct
COMMON STOCK 2021-03-05 M 32,000 a $16.09 408,936 direct
COMMON STOCK 2021-03-05 S 32,000 d $36.25 376,936 direct
COMMON STOCK 0 $0.00 57,124 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT-TO-BUY) 5.5 2021-03-03 deemed execution date M 68,681 (d) 2022-05-09 common stock 68,681 $5.50 0 direct
STOCK OPTION (RIGHT-TO-BUY) 8.4 2021-03-03 deemed execution date M 44,078 (d) 2023-05-09 common stock 44,078 $8.40 6,478 direct
STOCK OPTION (RIGHT-TO-BUY) 8.4 2021-03-04 deemed execution date M 6,478 (d) 2023-05-09 common stock 6,478 $8.40 0 direct
STOCK OPTION (RIGHT-TO-BUY) 12.66 2021-03-04 deemed execution date M 118,485 (d) 2026-05-05 common stock 118,485 $12.66 59,242 direct
STOCK OPTION (RIGHT-TO-BUY) 14.48 2021-03-05 deemed execution date M 33,031 (d) 2024-05-05 common stock 33,031 $14.48 0 direct
STOCK OPTION (RIGHT-TO-BUY) 16.09 2021-03-05 deemed execution date M 32,000 (d) 2025-04-10 common stock 32,000 $16.09 12,935 direct
Footnotes
IDfootnote
f1 2571.5677 shares were acquired through the dividend reinvestment plan.
f2 this transaction was executed in multiple trades; the price reported above reflects the weighted average sale price.
f3 this transaction was executed in multiple trades at prices ranging from $36.70 to $37.25; the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec, federal signal corporation or a security holder of federal signal corporation.
f4 this transaction was executed in multiple trades at prices ranging from $36.40 to $37.10; the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request of the sec, federal signal corporation or a security holder of federal signal corporation.
f5 this transaction was executed in multiple trades at prices ranging from $36.25 to $36.37; the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec, federal signal corporation or a security holder of federal signal corporation.
f6 773.3 additional shares were acquired through the company's 401(k) savings plan.
f7 the option vested in three equal installments on may 9, 2013, 2014 and 2015.
f8 the option vested in three equal installments on may 9, 2014, 2015, and 2016.
f9 the options exercised vested on may 5, 2017 and may 5, 2018. the remaining 59,242 options vested on may 5, 2019.
f10 the option vested in three equal installments on may 5, 2015, 2016, and 2017.
f11 the option vested in three equal installments on april 10, 2016, 2017, and 2018.

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