Form Type: 4

SEC EDGAR Link
Accession Number:0001001250-21-000040
Date:2021-03-08
Issuer: ESTEE LAUDER COMPANIES INC (EL)
Original Submission Date:

Reporting Person:

LAL FAMILY PARTNERS LP
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE NEW YORK, NY 10153

Reporting Person:

LAL FAMILY CORP
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE NEW YORK, NY 10153

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-03-08 C 2,000,000 a $0.00 2,000,000 f2 direct
CLASS A COMMON STOCK 2021-03-08 S 2,000,000 d $282.19 0 f2 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2021-03-08 deemed execution date C 2,000,000 (d) class a common stock 2,000,000 $0.00 82,437,628 direct
Footnotes
IDfootnote
f1 lal family partners l.p. ("lalfp") converted shares of class b common stock into an equal number of shares of class a common stock.
f2 owned directly by lalfp. the sole general partner of lalfp is lal family corporation ("lalfc"). lalfc indirectly beneficially owns all shares of class a common stock owned by lalfp, to the extent of its pecuniary interest.
f3 sold by by lalfp.
f4 there is no exercise or conversion price for the class b common stock. shares of class b common stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into class a common stock on a one-for-one basis upon transfer to a person or entity that is not a "permitted transferee" (as defined in the issuer's restated certificate of incorporation) or soon after a record date for a meeting of stockholders where the outstanding class b common stock constitutes less than 10% of the outstanding shares of common stock of the issuer.
f5 not applicable.

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