| Accession Number: | 0001001250-21-000040 |
| Date: | 2021-03-08 |
| Issuer: | ESTEE LAUDER COMPANIES INC (EL) |
| Original Submission Date: |
LAL FAMILY PARTNERS LP
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK, NY 10153
LAL FAMILY CORP
C/O THE ESTEE LAUDER COMPANIES INC.
767 FIFTH AVENUE
NEW YORK, NY 10153
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| CLASS A COMMON STOCK | 2021-03-08 | C | 2,000,000 | a | $0.00 | 2,000,000 f2 | direct | ||
| CLASS A COMMON STOCK | 2021-03-08 | S | 2,000,000 | d | $282.19 | 0 f2 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| CLASS B COMMON STOCK | 0.0 | 2021-03-08 | deemed execution date | C | 2,000,000 (d) | class a common stock 2,000,000 | $0.00 | 82,437,628 | direct |
| ID | footnote |
|---|---|
| f1 | lal family partners l.p. ("lalfp") converted shares of class b common stock into an equal number of shares of class a common stock. |
| f2 | owned directly by lalfp. the sole general partner of lalfp is lal family corporation ("lalfc"). lalfc indirectly beneficially owns all shares of class a common stock owned by lalfp, to the extent of its pecuniary interest. |
| f3 | sold by by lalfp. |
| f4 | there is no exercise or conversion price for the class b common stock. shares of class b common stock may be converted immediately on a one-for-one basis by the holder and are automatically converted into class a common stock on a one-for-one basis upon transfer to a person or entity that is not a "permitted transferee" (as defined in the issuer's restated certificate of incorporation) or soon after a record date for a meeting of stockholders where the outstanding class b common stock constitutes less than 10% of the outstanding shares of common stock of the issuer. |
| f5 | not applicable. |
