Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-21-003693
Date:2021-03-04
Issuer: FACEBOOK INC (FB)
Original Submission Date:

Reporting Person:

ZUCKERBERG MARK
C/O FACEBOOK, INC.
1601 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-03-04 C 4,750 a $0.00 4,750 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 150 d $254.08 4,600 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 270 d $255.94 4,330 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 1,345 d $256.95 2,985 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 787 d $258.13 2,198 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 632 d $258.78 1,566 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 606 d $261.18 960 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 133 d $262.31 827 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 391 d $263.37 436 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 359 d $264.66 77 indirect f1
CLASS A COMMON STOCK 2021-03-04 S 77 d $266.10 0 indirect f1
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2021-03-04 deemed execution date C 4,750 (d) class a common stock 4,750 $0.00 5,464,248 indirect by mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006
CLASS B COMMON STOCK 0.0 2021-03-04 deemed execution date 0 ( ) class a common stock 353,300,977 $0.00 353,300,977 indirect by czi holdings, llc
CLASS B COMMON STOCK 0.0 2021-03-04 deemed execution date 0 ( ) class a common stock 1,908,602 $0.00 1,908,602 indirect by chan zuckerberg initiative foundation
Footnotes
IDfootnote
f1 shares held of record by mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006 ("2006 trust").
f2 the sales reported were effected by mark zuckerberg, trustee of the 2006 trust pursuant to its rule 10b5-1 trading plan.
f3 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $255.40 to $256.345 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $256.46 to $257.355 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $257.60 to $258.56 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $258.625 to $259.05 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $260.40 to $261.37 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $262.045 to $262.495 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $263.09 to $263.62 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $264.505 to $265.00 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
f12 shares held of record by czi holdings, llc ("czi"). mark zuckerberg, trustee of the 2006 trust, is the sole member of czi. mr. zuckerberg is the sole trustee of the 2006 trust and, therefore, is deemed to have sole voting and investment power over the securities held by czi.
f13 shares held of record by chan zuckerberg initiative foundation ("czi foundation"). the reporting person is deemed to have voting and investment power over the shares held by czi foundation, but has no pecuniary interest in these shares.
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