Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-21-003694
Date:2021-03-05
Issuer: FACEBOOK INC (FB)
Original Submission Date:

Reporting Person:

ZUCKERBERG MARK
C/O FACEBOOK, INC.
1601 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-03-05 C 29,000 a $0.00 29,000 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 1,571 d $256.41 27,429 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 3,269 d $257.21 24,160 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 3,869 d $258.56 20,291 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 5,029 d $259.48 15,262 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 5,879 d $260.44 9,383 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 3,282 d $261.39 6,101 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 1,045 d $262.51 5,056 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 3,223 d $263.97 1,833 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 1,833 d $264.91 0 indirect f1
CLASS A COMMON STOCK 2021-03-05 S 1,123 d $256.65 3,016,716 indirect f14
CLASS A COMMON STOCK 2021-03-05 S 1,110 d $257.64 3,015,606 indirect f14
CLASS A COMMON STOCK 2021-03-05 S 2,839 d $258.99 3,012,767 indirect f14
CLASS A COMMON STOCK 2021-03-05 S 2,505 d $260.18 3,010,262 indirect f14
CLASS A COMMON STOCK 2021-03-05 S 1,270 d $261.43 3,008,992 indirect f14
CLASS A COMMON STOCK 2021-03-05 S 180 d $262.42 3,008,812 indirect f14
CLASS A COMMON STOCK 2021-03-05 S 1,653 d $264.08 3,007,159 indirect f14
CLASS A COMMON STOCK 2021-03-05 S 320 d $264.92 3,006,839 indirect f14
CLASS A COMMON STOCK 2021-03-05 C 4,750 a $0.00 4,750 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 353 d $256.60 4,397 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 623 d $257.65 3,774 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 800 d $258.76 2,974 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 1,029 d $259.89 1,945 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 609 d $260.79 1,336 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 355 d $261.54 981 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 145 d $262.55 836 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 646 d $264.05 190 indirect f21
CLASS A COMMON STOCK 2021-03-05 S 190 d $264.87 0 indirect f21
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2021-03-05 deemed execution date C 29,000 (d) class a common stock 29,000 $0.00 353,271,977 indirect by czi holdings, llc
CLASS B COMMON STOCK 0.0 2021-03-05 deemed execution date C 4,750 (d) class a common stock 4,750 $0.00 5,459,498 indirect by mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006
CLASS B COMMON STOCK 0.0 2021-03-05 deemed execution date 0 ( ) class a common stock 1,908,602 $0.00 1,908,602 indirect by chan zuckerberg initiative foundation
Footnotes
IDfootnote
f1 shares held of record by czi holdings, llc ("czi"). mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006 ("2006 trust"), is the sole member of czi. mr. zuckerberg is the sole trustee of the 2006 trust and, therefore, is deemed to have sole voting and investment power over the securities held by czi.
f2 the sales reported were effected by czi pursuant to its rule 10b5-1 trading plan.
f3 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $255.76 to $256.73 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $256.82 to $257.56 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $258.01 to $259.00 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $259.01 to $260.00 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $260.03 to $261.00 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $261.035 to $261.93 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $262.10 to $263.06 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $263.62 to $264.53 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $264.79 to $264.98 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f12 the sales reported were effected by mark zuckerberg, trustee and settlor of the chan zuckerberg initiative foundation ("czi foundation"), formerly known as the chan zuckerberg foundation, pursuant to its rule 10b5-1 trading plan.
f13 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $256.21 to $257.16 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f14 shares held of record by czi foundation. the reporting person is deemed to have voting and investment power over the shares held by czi foundation, but has no pecuniary interest in these shares.
f15 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $257.26 to $258.24 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f16 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $258.45 to $259.34 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f17 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $259.70 to $260.68 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f18 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $261.10 to $261.74 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f19 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $263.81 to $264.31 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f20 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $264.88 to $264.93 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f21 shares held of record by mark zuckerberg, trustee of the 2006 trust.
f22 the sales reported were effected by mark zuckerberg, trustee of the 2006 trust pursuant to its rule 10b5-1 trading plan.
f23 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $256.21 to $256.83 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f24 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $257.34 to $258.18 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f25 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $258.34 to $258.98 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f26 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $259.44 to $260.37 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f27 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $260.49 to $261.25 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f28 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $261.51 to $261.61 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f29 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $263.67 to $264.21 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f30 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $264.77 to $265.00 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f31 the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
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