Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-020256
Date:2021-03-10
Issuer: MARCUS & MILLICHAP, INC. (MMI)
Original Submission Date:

Reporting Person:

LOUIE MARTIN E.
C/O MARCUS & MILLICHAP, INC.
23975 PARK SORRENTO, SUITE 400 CALABASAS, CA 91302

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-10 M 502 a $0.00 71,721 direct
COMMON STOCK 2021-03-10 F 174 d $33.38 71,547 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-03-10 deemed execution date M 502 (d) common stock 502 $0.00 2,008 direct
Footnotes
IDfootnote
f1 each restricted stock unit represents a contingent right to receive one share of the issuer's common stock.
f2 shares withheld by the issuer in payment of the withholding tax liability incurred upon the above-reported settlement of rsus. the amount of shares withheld is based on the closing sale price on march 10, 2021.
f3 the reporting person was granted 2,510 restricted stock units, which vest in five equal annual installments beginning march 10, 2021.
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