Form Type: 4

SEC EDGAR Link
Accession Number:0001033905-21-000020
Date:2021-03-11
Issuer: LUMINEX CORP (LMNX)
Original Submission Date:

Reporting Person:

SHAMIR NACHUM
12212 TECHNOLOGY BLVD
AUSTIN, TX 78727

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-11 F 2,726 d $32.45 186,906 direct
COMMON STOCK 2021-03-12 F 7,696 d $32.76 179,210 direct
COMMON STOCK 2021-03-12 A 61,050 a $32.76 240,655 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 23.09 2021-03-12 deemed execution date A 648,686 (a) 2021-03-12 2027-03-12 common stock 648,686 $23.09 648,686 direct
Footnotes
IDfootnote
f1 this disposition relates to withholding for taxes on 6,929 vesting shares associated with a previously reported issuance.
f2 this disposition relates to withholding for taxes on 19,560 vesting shares associated with a previously reported issuance.
f3 this balance includes 395 shares obtained on november 30, 2020 under the luminex corporation employee stock purchase plan.
f4 the board of directors of luminex corporation determined the level of performance and number of shares earned for this performance option. the option will vest annually in four equal installments beginning 03/12/21.
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