| Accession Number: | 0001033905-21-000018 |
| Date: | 2021-03-11 |
| Issuer: | LUMINEX CORP (LMNX) |
| Original Submission Date: |
CURRIE HARRISS T
12212 TECHNOLOGY BOULEVARD
AUSTIN, TX 78727
| Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
|---|---|---|---|---|---|---|---|---|---|
| COMMON STOCK | 2021-03-11 | F | 379 | d | $32.45 | 226,489 | direct | ||
| COMMON STOCK | 2021-03-12 | F | 1,939 | d | $32.76 | 224,550 | direct | ||
| COMMON STOCK | 2021-03-12 | A | 18,620 | a | $32.76 | 243,170 | direct |
| Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| STOCK OPTION (RIGHT TO BUY) | 23.09 | 2021-03-12 | deemed execution date | A | 85,950 (a) | 2021-03-12 | 2027-03-12 | common stock 85,950 | $23.09 | 85,950 | direct |
| ID | footnote |
|---|---|
| f1 | this disposition relates to withholding for taxes on 1,559 vesting shares associated with a previously reported issuance. |
| f2 | this disposition relates to withholding for taxes on 7,969 vesting shares associated with a previously reported issuance. |
| f3 | the board of directors of luminex corporation determined the level of performance and number of shares earned for this performance option. the option will vest annually in four equal installments beginning 03/12/21. |
