Form Type: 4

SEC EDGAR Link
Accession Number:0001033905-21-000021
Date:2021-03-12
Issuer: LUMINEX CORP (LMNX)
Original Submission Date:

Reporting Person:

SHAPIRO ERIC
12212 TECHNOLOGY BLVD.
AUSTIN, TX 78727-6131

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-12 A 12,057 a $32.76 46,319 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 23.09 2021-03-12 deemed execution date A 51,084 (a) 2021-03-12 2027-03-12 common stock 51,084 $23.09 51,084 direct
Footnotes
IDfootnote
f1 this balance includes 395 shares obtained november 30, 2020 under the luminex corporation employee stock purchase plan.
f2 the board of directors of luminex corporation determined the level of performance and number of shares earned for this performance option. the option will vest annually in four equal installments beginning 03/12/21.
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