Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-011992
Date:2021-03-12
Issuer: SERITAGE GROWTH PROPERTIES (SRG)
Original Submission Date:

Reporting Person:

LAMPERT EDWARD S
1170 KANE CONCOURSE, SUITE 200
BAY HARBOR ISLANDS, FL 33154

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON SHARES 2021-03-12 S 49,999 d $23.35 1,886,385 f4 direct
CLASS A COMMON SHARES 2021-03-12 S 293,101 d $23.35 0 indirect f2,f3,f4,f5
CLASS A COMMON SHARES 2021-03-15 S 23,476 d $22.91 1,862,909 f4 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this price represents the approximate weighted average price per share of class a common shares of beneficial interest of seritage growth properties (the "issuer"), par value $0.01 per share ("class a shares"), of sales that were executed at prices ranging from $23.25 to $23.68 per class a share. the reporting person undertakes to provide, upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer, full information regarding the price per class a share and the number of class a shares sold at each price.
f2 this statement is filed by and on behalf of edward s. lampert. mr. lampert and esl partners, l.p. ("partners") are the direct beneficial owners of the securities covered by this statement.
f3 rbs partners, l.p. ("rbs") is the general partner of, and may be deemed to beneficially own securities owned by, partners. mr. lampert is a limited partner of, and may be deemed to beneficially own certain securities owned by, rbs. esl investments, inc. ("esl") is the general partner of, and may be deemed to beneficially own securities owned by, rbs. mr. lampert is the chairman, chief executive officer and director of, and may be deemed to beneficially own securities owned by, esl.
f4 the reporting person states that neither the filing of this statement nor anything herein shall be deemed an admission that such person is, for purposes of section 16 of the securities exchange act of 1934, as amended (the "exchange act"), or otherwise, the beneficial owner of any securities covered by this statement. the reporting person disclaims beneficial ownership of the securities covered by this statement, except to the extent of the pecuniary interest of such person in such securities.
f5 represents class a shares directly beneficially owned by partners.
f6 this price represents the approximate weighted average price per share of class a shares of sales that were executed at prices ranging from $22.70 to $23.42 per class a share. the reporting persons undertake to provide, upon request by the securities and exchange commission staff, the issuer or a security holder of the issuer, full information regarding the price per class a share and the number of class a shares sold at each price.
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