Form Type: 4

SEC EDGAR Link
Accession Number:0000899243-21-012064
Date:2021-03-12
Issuer: VECTOR GROUP LTD (VGR)
Original Submission Date:

Reporting Person:

LEBOW BENNETT S
C/O VECTOR GROUP LTD.
4400 BISCAYNE BLVD; 10TH FLOOR MIAMI, FL 33137

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-12 S 225,000 d $14.98 2,132,278 direct
COMMON STOCK 2021-03-15 S 150,000 d $14.74 1,982,278 direct
COMMON STOCK 2021-03-16 S 125,000 d $14.54 1,857,278 direct
COMMON STOCK 2021-03-12 0 $0.00 232,714 indirect f4
COMMON STOCK 2021-03-12 0 $0.00 127,024 indirect f5
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $14.90 to $15.05, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f2 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $14.66 to $14.92, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f3 the price reported in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $14.47 to $14.74, inclusive. the reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
f4 lebow gamma limited partnership is a delaware limited partnership. lebow 2011 management trust is the managing member of lebow holdings llc, a delaware limited liability company, which is the sole stockholder of lebow gamma, inc., a nevada corporation, which is the general partner of lebow gamma limited partnership. mr. lebow is trustee of lebow 2011 management trust and a director and officer of lebow gamma, inc. mr. lebow disclaims beneficial ownership for purposes of section 16 of the act of the issuer's common stock held by lebow gamma limited partnership except to the extent of his pecuniary interest therein.
f5 lebow alpha lllp is a delaware limited liability limited partnership. lebow holdings llc, a delaware limited liability company, is the general partner of lebow alpha lllp. lebow 2011 management trust is the managing member of lebow holdings llc. mr. lebow is trustee of lebow 2011 management trust. mr. lebow disclaims beneficial ownership for purposes of section 16 of the act of the issuer's common stock held by lebow alpha lllp except to the extent of his pecuniary interest therein.
WhaleWisdom Logo

Elevate your investments