Form Type: 4

SEC EDGAR Link
Accession Number:0001225208-21-005496
Date:2021-03-15
Issuer: TRUIST FINANCIAL CORP (TFC)
Original Submission Date:

Reporting Person:

HENSON CHRISTOPHER L
214 N. TRYON STREET
CHARLOTTE, NC 28202

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-15 F 15,000 d $59.48 190,600 direct
COMMON STOCK 2021-03-15 0 $0.00 48,471 indirect
COMMON STOCK 2021-03-15 0 $0.00 1,424 indirect
COMMON STOCK 2021-03-15 0 $0.00 1,424 indirect
COMMON STOCK 2021-03-15 0 $0.00 8,594 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 32.1 2021-03-15 deemed execution date 0 ( ) 2017-03-15 2026-02-23 common stock 42,205 $32.10 42,205 direct
STOCK OPTION (RIGHT TO BUY) 37.55 2021-03-15 deemed execution date 0 ( ) 2015-02-25 2024-02-25 common stock 29,763 $37.55 29,763 direct
STOCK OPTION (RIGHT TO BUY) 38.22 2021-03-15 deemed execution date 0 ( ) 2016-03-15 2025-02-24 common stock 49,375 $38.22 49,375 direct
Footnotes
IDfootnote
f1 includes 10.815 shares acquired in march 2021, under the issuer's dividend reinvestment plan.
f2 on february 23, 2016, the reporting person was granted an option to purchase 63,307 shares of common stock. the option vests ratably over three years based on certain performance criteria for each vesting year ending march 15, 2017, 2018, and 2019. the performance criteria for 2019 were met, resulting in 21,102 options being earned.
f3 on february 25, 2014, the reporting person was granted an option to purchase 29,763 shares of common stock. the option vests ratably over three years based on certain performance criteria for each vesting year ending february 25, 2015, 2016, and 2017. the performance criteria for 2017 were met, resulting in 9,922 options being earned.
f4 on february 24, 2015, the reporting person was granted an option to purchase 49,375 shares of common stock. the option vests ratably over three years based on certain performance criteria for each vesting year ending march 15, 2016, 2017, and 2018. the performance criteria for 2018 were met, resulting in 16,458 options being earned.
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