Accession Number: | 0001209191-21-021574 |
Date: | 2021-03-15 |
Issuer: | SUMO LOGIC, INC. (SUMO) |
Original Submission Date: |
BEEDGEN CHRISTIAN
305 MAIN STREET
REDWOOD CITY, CA 94063
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-03-15 | A | 28,113 | a | $0.00 | 1,961,970 | direct | ||
COMMON STOCK | 2021-03-15 | A | 1,124 | a | $0.00 | 1,963,094 | direct | ||
COMMON STOCK | 2021-03-16 | S | 8,970 | d | $21.66 | 1,954,124 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | each share is represented by a restricted stock unit ("rsu"). the rsus will vest in equal quarterly increments over a four year period, subject to the reporting person continuing to be a service provider through each such date. |
f2 | certain of these shares are represented by previously reported rsus. each rsu represents the reporting person's right to receive one share of common stock of the issuer subject to the applicable vesting schedule and the reporting person continuing to be a service provider through each such date. |
f3 | each share is represented by an rsu. the rsus will vest in equal quarterly increments over a one year period, subject to the reporting person continuing to be a service provider through each such date. |
f4 | shares sold to cover tax obligations in connection with the vesting of rsus. |