Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-021578
Date:2021-03-15
Issuer: SUMO LOGIC, INC. (SUMO)
Original Submission Date:

Reporting Person:

FITZ STEVEN D
305 MAIN STREET
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-15 A 53,415 a $0.00 229,453 direct
COMMON STOCK 2021-03-15 A 1,124 a $0.00 230,577 direct
COMMON STOCK 2021-03-16 S 5,265 d $21.66 225,312 direct
COMMON STOCK 2021-03-16 A 19,800 a $0.00 245,112 direct
COMMON STOCK 2021-03-16 S 7,122 d $20.01 237,990 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 each share is represented by a restricted stock unit ("rsu"). the rsus will vest in equal quarterly increments over a four year period, subject to the reporting person continuing to be a service provider through each such date.
f2 certain of these shares are represented by previously reported rsus. each rsu represents the reporting person's right to receive one share of common stock of the issuer subject to the applicable vesting schedule and the reporting person continuing to be a service provider through each such date.
f3 each share is represented by an rsu. the rsus will vest in equal quarterly increments over a one year period, subject to the reporting person continuing to be a service provider through each such date.
f4 shares sold to cover tax obligations in connection with the vesting of rsus.
f5 shares acquired upon the determination of the compensation committee of the board of directors of the issuer that the performance conditions were met with respect to performance-based rsus granted to the reporting person.
f6 shares sold to cover tax obligations in connection with the vesting of performance-based rsus.
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