Form Type: 4

SEC EDGAR Link
Accession Number:0001567619-21-006587
Date:2021-03-15
Issuer: BERKELEY LIGHTS, INC. (BLI)
Original Submission Date:

Reporting Person:

WOOD KURT
C/O BERKELEY LIGHTS, INC.
5858 HORTON STREET, SUITE 320 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-15 A 45,000 a $0.00 55,000 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 54.26 2021-03-15 deemed execution date A 30,000 (a) 2031-03-14 common stock 30,000 $54.26 30,000 direct
Footnotes
IDfootnote
f1 represents an award of restricted stock units which will vest with respect to 25% of the shares on february 20, 2022, and will vest with respect to the remainder of the shares in equal quarterly installments thereafter until fully vested on february 20, 2025. the restricted stock units will be settled in shares of the issuer's common stock upon vesting.
f2 the stock option will vest with respect to 25% of the shares on march 15, 2022, and will vest with respect to the remainder of the shares in 36 equal monthly installments thereafter.
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