Footnotes
ID | footnote |
f1 |
these shares were issued in accordance with the issuer's amended and restated non-employee director compensation policy, pursuant to which the reporting person elected to receive shares of the issuer's common stock in lieu of cash compensation for annual services as a non-employee director of the issuer. |
f2 |
the price of reported in column 4 is based upon the closing market price of the issuer's common stock on march 18, 2021. |
f3 |
under the reporting person's arrangement with ra capital management, l.p. (the "adviser"), the reporting person holds the shares for the benefit of the ra capital healthcare fund, l.p. (the "fund"), ra capital nexus fund, l.p. (the "nexus fund") and a separately managed account (the "account"). the reporting person is obligated to turn over to the adviser any net cash or stock received as compensation from the issuer, which will offset advisory fees owed by the fund, the nexus fund and the account to the adviser. the reporting person therefore disclaims beneficial ownership of the common stock. |
f4 |
shares held by ra capital healthcare fund, l.p. (the "fund"). ra capital management, l.p. (the "adviser") is the investment manager for the fund. the general partner of the adviser is ra capital management gp, llc (the "adviser gp"), of which mr. shah is a managing member. mr. shah disclaims beneficial ownership of the reported securities held by the fund except to the extent of his pecuniary interest therein. |
f5 |
shares held by ra capital nexus fund, l.p. (the "nexus fund"). the adviser is the investment manager for the nexus fund. the general partner of the adviser is the adviser gp, of which mr. shah is a managing member. mr. shah disclaims beneficial ownership of the reported securities held by the nexus fund except to the extent of his pecuniary interest therein. |
f6 |
shares held in an account owned by a separately managed account (the "account"). the adviser is the investment manager for the account. the general partner of the adviser is the adviser gp, of which mr. shah is a managing member. mr. shah has no pecuniary interest in the reported securities held in the account and therefore disclaims beneficial ownership of those securities. |