Form Type: 4

SEC EDGAR Link
Accession Number:0000950157-21-000367
Date:2021-03-20
Issuer: SCIENTIFIC GAMES CORP (SGMS)
Original Submission Date:

Reporting Person:

COTTLE BARRY L
C/O SCIENTIFIC GAMES CORPORATION
6601 BERMUDA ROAD LAS VEGAS, NV 89119

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-20 M 70,755 a $0.00 208,381 direct
COMMON STOCK 2021-03-20 F 28,903 d $43.49 179,478 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-03-20 deemed execution date M 16,068 (d) common stock 16,068 $0.00 32,136 direct
RESTRICTED STOCK UNITS 0.0 2021-03-20 deemed execution date M 54,687 (d) common stock 54,687 $0.00 164,063 direct
RESTRICTED STOCK UNITS 0.0 2021-03-22 deemed execution date A 33,536 (a) common stock 33,536 $0.00 33,536 direct
RESTRICTED STOCK UNITS 0.0 2021-03-22 deemed execution date A 33,536 (a) common stock 33,536 $0.00 33,536 direct
Footnotes
IDfootnote
f1 represents the satisfaction of tax withholding obligations upon the vesting of restricted stock units.
f2 represents vesting of one-fourth of restricted stock units granted on march 20, 2019. the balance of the award is scheduled to vest in two equal installments of 16,068 shares on each of march 20, 2022 and march 20, 2023. each unit converts into a share of common stock on a one-for-one basis.
f3 represents vesting of one-fourth of restricted stock units granted on april 3, 2020. the balance of the award is scheduled to vest in three installments on march 20, 2022 (54,688 shares), march 20, 2023 (54,687 shares) and march 20, 2024 (54,688 shares). each unit converts into a share of common stock on a one-for-one basis.
f4 the restricted stock units are scheduled to vest on march 20, 2022 (11,179 shares), march 20, 2023 (11,178 shares) and march 20, 2024 (11,179 shares). each unit converts into a share of common stock on a one-for-one basis.
f5 the restricted stock units are scheduled to cliff vest on march 20, 2024, contingent upon the achievement of a performance goal. if the performance goal is not met by december 31, 2023, all restricted stock units are forfeited. each unit converts into a share of common stock on a one-for-one basis.
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