Form Type: 4

SEC EDGAR Link
Accession Number:0001104659-21-043341
Date:2021-03-25
Issuer: EXLSERVICE HOLDINGS, INC. (EXLS)
Original Submission Date:

Reporting Person:

KAPOOR ROHIT
320 PARK AVENUE
NEW YORK, NY 10022

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-03-25 S 33,824 d $90.24 186,080 direct
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-03-25 S 13,017 d $90.13 158,185 indirect f5
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-03-25 0 $0.00 40,219 indirect f6
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-03-25 0 $0.00 177,134 indirect f7
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-03-25 0 $0.00 84,000 indirect f8
COMMON STOCK, PAR VALUE $0.001 PER SHARE 2021-03-25 0 $0.00 84,000 indirect f9
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 this sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person.
f2 this transaction was executed in multiple trades at prices ranging from $89.95 to $90.77 per share. the price reported above reflects the weighted average purchase price on the date indicated. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares.
f3 this sale was made pursuant to a 10b5-1 plan previously entered into by the rohit kapoor 2016 family trust.
f4 this transaction was executed in multiple trades at prices ranging from $89.95 to $90.60 per share. the price reported above reflects the weighted average purchase price on the date indicated. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares.
f5 owned by the rohit kapoor 2016 family trust.
f6 owned by the 2016 kapoor family trust created under the rohit kapoor 2013 grat.
f7 owned by the 2016 kapoor family trust created under the rohit kapoor 2005 grat.
f8 owned by the rohit kapoor spousal lifetime access trust.
f9 owned by the shikha kapoor 2005 family trust.
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