Accession Number: | 0001104659-21-043341 |
Date: | 2021-03-25 |
Issuer: | EXLSERVICE HOLDINGS, INC. (EXLS) |
Original Submission Date: |
KAPOOR ROHIT
320 PARK AVENUE
NEW YORK, NY 10022
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
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COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-03-25 | S | 33,824 | d | $90.24 | 186,080 | direct | ||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-03-25 | S | 13,017 | d | $90.13 | 158,185 | indirect | f5 | |
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-03-25 | 0 | $0.00 | 40,219 | indirect | f6 | |||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-03-25 | 0 | $0.00 | 177,134 | indirect | f7 | |||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-03-25 | 0 | $0.00 | 84,000 | indirect | f8 | |||
COMMON STOCK, PAR VALUE $0.001 PER SHARE | 2021-03-25 | 0 | $0.00 | 84,000 | indirect | f9 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
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ID | footnote |
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f1 | this sale was made pursuant to a 10b5-1 plan previously entered into by the reporting person. |
f2 | this transaction was executed in multiple trades at prices ranging from $89.95 to $90.77 per share. the price reported above reflects the weighted average purchase price on the date indicated. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares. |
f3 | this sale was made pursuant to a 10b5-1 plan previously entered into by the rohit kapoor 2016 family trust. |
f4 | this transaction was executed in multiple trades at prices ranging from $89.95 to $90.60 per share. the price reported above reflects the weighted average purchase price on the date indicated. the reporting person hereby undertakes to provide upon request to the sec staff, the issuer or a security holder of the issuer full information regarding the number of shares. |
f5 | owned by the rohit kapoor 2016 family trust. |
f6 | owned by the 2016 kapoor family trust created under the rohit kapoor 2013 grat. |
f7 | owned by the 2016 kapoor family trust created under the rohit kapoor 2005 grat. |
f8 | owned by the rohit kapoor spousal lifetime access trust. |
f9 | owned by the shikha kapoor 2005 family trust. |