Form Type: 4

SEC EDGAR Link
Accession Number:0001387467-21-000035
Date:2021-03-26
Issuer: ALPHA & OMEGA SEMICONDUCTOR LTD (AOSL)
Original Submission Date:

Reporting Person:

XUE BING
475 OAKMEAD PKWY
SUNNYVALE, CA 94085

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON SHARE 2021-03-26 S 2,660 d $31.14 53,355 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales were effected pursuant to a rule 10b5-1 trading plan adopted previously by the reporting person.
f2 the price reported in column 4 is the exact price at which all shares were sold.
f3 includes an aggregate of 30,750 shares subject to restricted share unit awards (rsu) granted on march 15, 2018, march 15, 2019, march 16, 2020, and march 15, 2021 which will be issued as such units vest in accordance with their terms, and excludes (a) 15,000 unvested common shares subject to the psu granted on march 15, 2021, which may become vested upon achievement of certain corporate performance goals in the future and (b) 3,750 unvested common shares subject to the 2018 psu which may be vested upon satisfaction of service-based vesting conditions by the reporting person.
f4 includes 9,000 unvested common shares subject to the 2020 psu granted on march 16, 2020 which may be vested upon satisfaction of service-based vesting conditions by the reporting person.

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