Accession Number: | 0001443984-21-000163 |
Date: | 2021-03-26 |
Issuer: | SCOTTS MIRACLE-GRO CO (SMG) |
Original Submission Date: |
HAGEDORN JAMES
C/O THE SCOTTS MIRACLE-GRO COMPANY
14111 SCOTTSLAWN ROAD
MARYSVILLE, OH 43041
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON SHARES | 2021-03-25 | J | 10 | a | $193.71 | 73,704 | direct | ||
COMMON SHARES | 2021-03-26 | 0 | $0.00 | 1,814,791 | indirect | f1 |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
PHANTOM STOCK | 0.0 | 2021-03-26 | deemed execution date | A | 868 (a) | common shares 868 | $0.00 | 142,108 | direct |
ID | footnote |
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f1 | pursuant to exchange act rule 16a-1(a)(1), the reporting person may be deemed, solely for purposes of determining whether he is a beneficial owner of more than 10% of the common shares of the issuer ("common shares"), to be the beneficial owner of the securities of the issuer that are held by hagedorn partnership, l.p., a delaware limited partnership in which the reporting person is a general partner (the "partnership"). represents the aggregate proportionate interest of the reporting person and those family members in whose holdings he may be deemed to have a pecuniary interest, in common shares held by the partnership. |
f2 | each share of phantom stock represents the right to receive one common share of issuer or the cash value thereof. |
f3 | shares of phantom stock are payable in cash following termination of the reporting person's employment with issuer. the reporting person may transfer his/her phantom stock account into an alternative investment account at any time. |