Form Type: 4

SEC EDGAR Link
Accession Number:0000091142-21-000053
Date:2021-03-18
Issuer: SMITH A O CORP (AOS)
Original Submission Date:

Reporting Person:

KEMPKEN DANIEL L
A. O. SMITH CORPORATION
11270 WEST PARK PLACE MILWAUKEE, WI 53224

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-03-29 M 2,000 a $17.46 9,501 direct
COMMON STOCK 2021-03-29 S 2,000 d $70.00 7,501 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) 17.462 2021-03-29 deemed execution date M 2,000 (d) 2023-02-11 common stock 2,000 $17.46 50,610 direct
Footnotes
IDfootnote
f1 the employee stock options were granted on 02/11/2013 under the a. o. smith combined incentive compensation plan, a transaction exempt under rule 16b-3. the options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.
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