Accession Number: | 0000091142-21-000053 |
Date: | 2021-03-18 |
Issuer: | SMITH A O CORP (AOS) |
Original Submission Date: |
KEMPKEN DANIEL L
A. O. SMITH CORPORATION
11270 WEST PARK PLACE
MILWAUKEE, WI 53224
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-03-29 | M | 2,000 | a | $17.46 | 9,501 | direct | ||
COMMON STOCK | 2021-03-29 | S | 2,000 | d | $70.00 | 7,501 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
EMPLOYEE STOCK OPTIONS (RIGHT TO BUY) | 17.462 | 2021-03-29 | deemed execution date | M | 2,000 (d) | 2023-02-11 | common stock 2,000 | $17.46 | 50,610 | direct |
ID | footnote |
---|---|
f1 | the employee stock options were granted on 02/11/2013 under the a. o. smith combined incentive compensation plan, a transaction exempt under rule 16b-3. the options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014. |