Form Type: 4

SEC EDGAR Link
Accession Number:0001375151-21-000036
Date:2021-03-26
Issuer: ZOGENIX, INC. (ZGNX)
Original Submission Date:

Reporting Person:

FARFEL GAIL M
C/O ZOGENIX, INC.
5959 HORTON STREET, SUITE 500 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 18.76 2021-03-26 deemed execution date A 30,000 (a) 2031-03-26 common stock 30,000 $18.76 30,000 direct
RESTRICTED STOCK UNITS 0.0 2021-03-26 deemed execution date A 15,000 (a) common stock 15,000 $0.00 15,000 direct
Footnotes
IDfootnote
f1 the option award shall vest in a series of forty-eight (48) successive, equal monthly installments, with the first vest date occurring on april 15, 2021, subject to the reporting person's continued service to the company on the applicable vesting dates.
f2 each restricted stock unit ("rsu") represents a contingent right to receive one share of zgnx common stock.
f3 the restricted stock units vests in four equal installments on each of march 15, 2022, 2023, 2024 and 2025, subject to the reporting person's continuous service to the company on such vesting date.
f4 not applicable.

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