Form Type: 4

SEC EDGAR Link
Accession Number:0000950103-21-005014
Date:2021-03-29
Issuer: FACEBOOK INC (FB)
Original Submission Date:

Reporting Person:

ZUCKERBERG MARK
C/O FACEBOOK, INC.
1601 WILLOW ROAD MENLO PARK, CA 94025

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-03-29 C 36,000 a $0.00 36,000 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 1,034 d $285.71 34,966 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 7,045 d $286.85 27,921 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 10,110 d $287.91 17,811 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 3,251 d $288.84 14,560 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 4,177 d $290.17 10,383 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 6,457 d $290.91 3,926 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 2,700 d $291.74 1,226 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 1,226 d $292.92 0 indirect f1
CLASS A COMMON STOCK 2021-03-29 S 1,390 d $286.29 2,811,308 indirect f13
CLASS A COMMON STOCK 2021-03-29 S 3,493 d $287.31 2,807,815 indirect f13
CLASS A COMMON STOCK 2021-03-29 S 2,878 d $288.13 2,804,937 indirect f13
CLASS A COMMON STOCK 2021-03-29 S 679 d $289.20 2,804,258 indirect f13
CLASS A COMMON STOCK 2021-03-29 S 2,904 d $290.44 2,801,354 indirect f13
CLASS A COMMON STOCK 2021-03-29 S 2,219 d $291.50 2,799,135 indirect f13
CLASS A COMMON STOCK 2021-03-29 S 437 d $292.56 2,798,698 indirect f13
CLASS A COMMON STOCK 2021-03-29 C 6,250 a $0.00 6,250 indirect f20
CLASS A COMMON STOCK 2021-03-29 S 637 d $286.30 5,613 indirect f20
CLASS A COMMON STOCK 2021-03-29 S 1,528 d $287.24 4,085 indirect f20
CLASS A COMMON STOCK 2021-03-29 S 1,259 d $288.29 2,826 indirect f20
CLASS A COMMON STOCK 2021-03-29 S 358 d $289.17 2,468 indirect f20
CLASS A COMMON STOCK 2021-03-29 S 1,546 d $290.57 922 indirect f20
CLASS A COMMON STOCK 2021-03-29 S 698 d $291.61 224 indirect f20
CLASS A COMMON STOCK 2021-03-29 S 224 d $292.60 0 indirect f20
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
CLASS B COMMON STOCK 0.0 2021-03-29 deemed execution date C 36,000 (d) class a common stock 36,000 $0.00 352,732,911 indirect by czi holdings, llc
CLASS B COMMON STOCK 0.0 2021-03-29 deemed execution date C 6,250 (d) class a common stock 6,250 $0.00 5,367,451 indirect by mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006
CLASS B COMMON STOCK 0.0 2021-03-29 deemed execution date 0 ( ) class a common stock 1,908,602 $0.00 1,908,602 indirect by chan zuckerberg initiative foundation
Footnotes
IDfootnote
f1 shares held of record by czi holdings, llc ("czi"). mark zuckerberg, trustee of the mark zuckerberg trust dated july 7, 2006 ("2006 trust"), is the sole member of czi. mr. zuckerberg is the sole trustee of the 2006 trust and, therefore, is deemed to have sole voting and investment power over the securities held by czi.
f2 the sales reported were effected by czi pursuant to its rule 10b5-1 trading plan.
f3 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $285.39 to $286.205 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f4 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $286.42 to $287.41 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f5 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $287.46 to $288.455 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f6 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $288.47 to $289.45 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f7 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $289.485 to $290.44 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f8 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $290.49 to $291.26 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f9 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $291.55 to $292.07 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f10 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $292.735 to $293.00 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f11 the sales reported were effected by mark zuckerberg, trustee and settlor of the chan zuckerberg initiative foundation ("czi foundation"), formerly known as the chan zuckerberg foundation, pursuant to its rule 10b5-1 trading plan.
f12 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $285.76 to $286.715 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f13 shares held of record by czi foundation. the reporting person is deemed to have voting and investment power over the shares held by czi foundation, but has no pecuniary interest in these shares.
f14 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $286.76 to $287.755 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f15 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $287.76 to $288.73 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f16 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $288.82 to $289.80 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f17 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $289.95 to $290.92 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f18 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $290.96 to $291.85 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f19 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $292.04 to $292.92 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f20 shares held of record by mark zuckerberg, trustee of the 2006 trust.
f21 the sales reported were effected by mark zuckerberg, trustee of the 2006 trust pursuant to its rule 10b5-1 trading plan.
f22 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $285.76 to $286.68 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f23 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $286.83 to $287.80 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f24 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $287.83 to $288.80 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f25 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $288.84 to $289.40 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f26 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $290.16 to $291.10 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f27 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $291.19 to $292.00 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f28 the reported price in column 4 is a weighted average price. these shares were sold in multiple transactions at prices ranging from $292.54 to $292.65 per share. the holder undertakes to provide to the issuer, any security holder of the issuer, or the staff of the securities and exchange commission, upon written request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
f29 the class b common stock is convertible into the issuer's class a common stock on a 1-for-1 basis (a) at the holder's option or (b) upon certain transfers of such shares and has no expiration date.
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