Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-024524
Date:2021-04-01
Issuer: BOX INC (BOX)
Original Submission Date:

Reporting Person:

SMITH DYLAN C
900 JEFFERSON AVE.
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
CLASS A COMMON STOCK 2021-04-01 A 9,255 a $0.00 1,047,330 direct
CLASS A COMMON STOCK 2021-04-01 F 3,201 d $22.96 1,044,129 direct
CLASS A COMMON STOCK 2021-04-02 A 175,000 a $0.00 1,219,129 direct
CLASS A COMMON STOCK 2021-04-01 0 $0.00 85,000 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents restricted stock units ("rsus") that were granted as a bonus payment earned under the company's fy21 executive bonus plan. these rsus were deemed 100% vested immediately following their grant.
f2 represents shares that have been withheld by the issuer to satisfy its income tax and withholding and remittance obligations in connection with the net settlement of rsus and does not represent a sale by the reporting person.
f3 the shares of class a common stock are to be acquired upon the vesting of rsus granted to the reporting person. the rsus shall vest over four years as follows: 1/16th of the shares will vest on june 20, 2021 and each full three months thereafter, subject to the reporting person's continuous service through each vesting date.
f4 the shares are held of record by the dcs grat of 2014, for which the reporting person serves as trustee.
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