Form Type: 4

SEC EDGAR Link
Accession Number:0001179110-21-004097
Date:2021-03-31
Issuer: ABIOMED INC (ABMD)
Original Submission Date:

Reporting Person:

GREENFIELD ANDREW J
C/O ABIOMED, INC.
22 CHERRY HILL DRIVE DANVERS, MA 01923

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK, $.01 PAR VALUE 2021-03-31 A 30 a $0.00 36,960 direct
COMMON STOCK, $.01 PAR VALUE 2021-03-31 0 $0.00 12,032 indirect
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION (RIGHT TO BUY) 99.62 2021-03-31 deemed execution date 0 ( ) 2017-05-24 2026-05-24 common stock 0 $99.62 5,000 direct
STOCK OPTION (RIGHT TO BUY) 134.51 2021-03-31 deemed execution date 0 ( ) 2018-05-15 2027-05-15 common stock 0 $134.51 6,500 direct
STOCK OPTION (RIGHT TO BUY) 381.97 2021-03-31 deemed execution date 0 ( ) 2019-05-16 2028-05-16 common stock 0 $381.97 4,000 direct
STOCK OPTION (RIGHT TO BUY) 266.39 2021-03-31 deemed execution date 0 ( ) 2020-05-30 2029-05-30 common stock 0 $266.39 7,000 direct
STOCK OPTION (RIGHT TO BUY 223.9 2021-03-31 deemed execution date 0 ( ) 2021-05-29 2030-05-29 common stock 0 $223.90 4,896 direct
Footnotes
IDfootnote
f1 these options become exercisable in annual 33-1/3% increments, commencing on the date shown in table ii, column 6.
f2 grant to reporting person of option to buy the number of shares of common stock set forth in table ii, column 7, under the abiomed, inc. 2015 omnibus incentive plan.
f3 these shares of common stock were acquired by the reporting person through participation in the abiomed, inc. employee stock purchase plan, qualified under section 423 of the internal revenue code, and the transaction was exempt under rule 16b-3(c).
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