Form Type: 4

SEC EDGAR Link
Accession Number:0001127602-21-012695
Date:2021-02-01
Issuer: CVS HEALTH CORP (CVS)
Original Submission Date:

Reporting Person:

BORATTO EVA C
ONE CVS DRIVE
WOONSOCKET, RI 02895

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-01 A 88,500 a $0.00 159,582 direct
COMMON STOCK 2021-04-01 F 40,128 d $74.30 119,454 direct
COMMON STOCK 2021-04-01 F 649 d $74.30 120,236 direct
COMMON STOCK (RESTRICTED) 2021-02-01 0 $0.00 2,242 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
STOCK OPTION 74.3 2021-04-01 deemed execution date A 103,663 (a) 2022-04-01 2031-04-01 common stock 103,663 $74.30 103,663 direct
STOCK OPTION 102.26 2021-02-01 deemed execution date 0 ( ) 2016-04-01 2022-04-01 common stock 27,392 $102.26 27,392 direct
STOCK OPTION 104.82 2021-02-01 deemed execution date 0 ( ) 2017-04-01 2023-04-01 common stock 21,509 $104.82 21,509 direct
STOCK OPTION 78.05 2021-02-01 deemed execution date 0 ( ) 2018-04-03 2024-04-03 common stock 35,062 $78.05 35,062 direct
STOCK OPTION 62.21 2021-02-01 deemed execution date 0 ( ) 2019-04-01 2025-04-01 common stock 35,030 $62.21 35,030 direct
STOCK OPTION 54.19 2021-02-01 deemed execution date 0 ( ) 2020-04-01 2029-04-01 common stock 202,007 $54.19 202,007 direct
STOCK OPTION 58.34 2021-02-01 deemed execution date 0 ( ) 2021-04-01 2030-04-01 common stock 168,956 $58.34 168,956 direct
Footnotes
IDfootnote
f1 represents shares earned by the reporting person pursuant to certain performance stock units (the "psus"), which were granted to the reporting person under the issuer's 2017 incentive compensation plan on february 1, 2021. the psus were earned based on the attainment of certain performance metrics, which performance metrics were certified by the management and planning committee of the board of directors of the issuer on february 1, 2021. the psus vested and settled on april 1, 2021.
f2 surrender of shares in payment of taxes due upon the vesting and settlement of the psus on april 1, 2021.
f3 surrender of shares in payment of taxes due upon the vesting and settlement of a restricted stock unit award on april 1, 2021.
f4 option becomes exercisable in four equal annual installments, commencing 4/1/2022.
f5 option became exercisable in four equal annual installments, commencing 4/1/2016.
f6 option becomes exercisable in four equal annual installments, commencing 4/1/2017.
f7 option became exercisable in four equal annual installments, commencing 4/3/2018.
f8 option became exercisable in four equal annual installments, commencing 4/1/2019.
f9 option became exercisable in four equal annual installments, commencing 4/1/2020.
f10 the number of shares subject to the option were calculated using a 30-day average price.
f11 options became exercisable in four equal annual installments, commencing 4/1/2021.
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