Accession Number: | 0001490281-21-000045 |
Date: | 2021-04-01 |
Issuer: | GROUPON, INC. (GRPN) |
Original Submission Date: |
COOPER AARON Z.
600 WEST CHICAGO AVE
CHICAGOO, IL 60654
Title of Security | Transaction Date | 2a. Deemed Execution Date | Transaction Code | Shares | Acquired or Disposed | Price per share | 5. Amount of Securities Beneficially Owned Following Reported Transaction | 6. Ownership Form Direct or Indirect | Nature of Indirect Ownership |
---|---|---|---|---|---|---|---|---|---|
COMMON STOCK | 2021-04-01 | M | 90,000 | a | $0.00 | 132,911 | direct | ||
COMMON STOCK | 2021-04-01 | F | 39,870 | d | $0.00 | 93,041 | direct |
Title of Derivative Security | Conversion or Exercise Price of Derivative Security | Transaction Date | Deemed Execution Date | Transaction Code | Number of Derivative Securities Acquired (A) or Disposed of (D) | Date Exercisable | Expiration Date | Title and Amount of Securities Underlying Derivative Security | Price of Derivative Security | Number of derivative Securities Beneficially Owned Following Reported Transaction(s) | Ownership Form: Direct (D) or Indirect (I) | Nature of Indirect Beneficial Ownership |
---|---|---|---|---|---|---|---|---|---|---|---|---|
RESTRICTED STOCK UNITS | 0.0 | 2021-04-01 | deemed execution date | M | 90,000 (d) | 2021-04-01 | common stock 90,000 | $0.00 | 110,000 | direct | ||
RESTRICTED STOCK UNITS | 0.0 | 2021-04-01 | deemed execution date | A | 58,215 (a) | common stock 58,215 | $0.00 | 58,215 | direct |
ID | footnote |
---|---|
f1 | shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. this is not an open market sale of securities. |
f2 | each restricted stock unit represents a contingent right to receive one share of common stock. |
f3 | 90,000 of the rsus reported on this line will vest on april 1, 2021, 90,000 rsus will vest on april 1, 2022 and 20,000 rsus will vest on december 31, 2022. |
f4 | the restricted stock units reported on this line will vest 50% on january 2, 2022 and the remainder will vest in four equal quarterly installments beginning on april 2, 2022, subject, in each case, to mr. cooper's continued employment with the company through each vesting date. |