Form Type: 4

SEC EDGAR Link
Accession Number:0001490281-21-000045
Date:2021-04-01
Issuer: GROUPON, INC. (GRPN)
Original Submission Date:

Reporting Person:

COOPER AARON Z.
600 WEST CHICAGO AVE
CHICAGOO, IL 60654

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-01 M 90,000 a $0.00 132,911 direct
COMMON STOCK 2021-04-01 F 39,870 d $0.00 93,041 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
RESTRICTED STOCK UNITS 0.0 2021-04-01 deemed execution date M 90,000 (d) 2021-04-01 common stock 90,000 $0.00 110,000 direct
RESTRICTED STOCK UNITS 0.0 2021-04-01 deemed execution date A 58,215 (a) common stock 58,215 $0.00 58,215 direct
Footnotes
IDfootnote
f1 shares withheld by the issuer to satisfy the mandatory tax withholding requirement upon vesting of restricted stock units. this is not an open market sale of securities.
f2 each restricted stock unit represents a contingent right to receive one share of common stock.
f3 90,000 of the rsus reported on this line will vest on april 1, 2021, 90,000 rsus will vest on april 1, 2022 and 20,000 rsus will vest on december 31, 2022.
f4 the restricted stock units reported on this line will vest 50% on january 2, 2022 and the remainder will vest in four equal quarterly installments beginning on april 2, 2022, subject, in each case, to mr. cooper's continued employment with the company through each vesting date.

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