Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-024765
Date:2021-04-01
Issuer: DYNAVAX TECHNOLOGIES CORP (DVAX)
Original Submission Date:

Reporting Person:

NOVACK DAVID F
C/O DYNAVAX TECHNOLOGIES
2100 POWELL STREET, SUITE 900 EMERYVILLE, CA 94608

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-02-12 A 2,500 a $3.39 137,399 direct
COMMON STOCK 2021-04-01 S 20,000 d $9.92 117,399 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 represents 2,500 shares acquired under issuer's 2014 employee stock purchase plan (espp) on february 12, 2021
f2 the sales reported on this form 4 were effected pursuant to a 10b5-1 trading plan adopted on march 1, 2021.
f3 this transaction was executed in multiple trades at prices ranging from $9.77 to $10.00; the price reported above reflects the weighted average sale price. the reporting person hereby undertakes to provide full information regarding the number of shares and prices at which the transactions were effected upon request to the sec staff, dynavax, or a security holder of dynavax.

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