Form Type: 4

SEC EDGAR Link
Accession Number:0001209191-21-024897
Date:2021-04-01
Issuer: SUMO LOGIC, INC. (SUMO)
Original Submission Date:

Reporting Person:

CAREY SYDNEY
305 MAIN STREET
REDWOOD CITY, CA 94063

Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
Title of SecurityTransaction Date2a. Deemed Execution Date Transaction CodeSharesAcquired or DisposedPrice per share 5. Amount of Securities Beneficially Owned Following Reported Transaction 6. Ownership Form Direct or IndirectNature of Indirect Ownership
COMMON STOCK 2021-04-01 S 10,500 d $19.22 444,998 direct
Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, convertible securities
Title of Derivative Security Conversion or Exercise Price of Derivative Security Transaction Date Deemed Execution Date Transaction Code Number of Derivative Securities Acquired (A) or Disposed of (D) Date ExercisableExpiration Date Title and Amount of Securities Underlying Derivative Security Price of Derivative Security Number of derivative Securities Beneficially Owned Following Reported Transaction(s) Ownership Form: Direct (D) or Indirect (I) Nature of Indirect Beneficial Ownership
Footnotes
IDfootnote
f1 the sales reported in this form 4 were effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on january 6, 2021.
f2 this sale price represents the weighted average sale price of the shares sold ranging from $18.82 to $19.78 per share. upon request by the commission staff, the issuer, or a security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the range set forth in this form 4.
f3 certain of these shares are represented by previously reported restricted stock units ("rsu"). each rsu represents the reporting person's right to receive one share of common stock of the issuer subject to the applicable vesting schedule and the reporting person continuing to be a service provider through each such date.
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